Compliance

Compliance
Compliance
We conduct our business honestly and ethically at all times. Our dedicated approach and positive attitude is reflected in all who work here. We are all committed to high standards of personal integrity as seen in our policy document below.
Legal Plan Terms and Conditions
pdf 342.091 KB This document sets out the terms and conditions which govern our relationship.
Funeral Plan Terms and Conditions
pdf 256.415 KB This document sets out the terms and conditions which govern our relationship.
HealthCare Prestige Plan Terms and Conditions
pdf 262.578 KB This document sets out the terms and conditions which govern our relationship.
HealthCare Plan Terms and Conditions - Only applicable to plans purchased before 1 March 2020
pdf 241.717 KB This document is only applicable to your HealthCare plan if you purchased it before 1 March 2020. This document sets out the terms and conditions which govern our relationship.
Conflict Of Interest
pdf 255.322 KB This is the collective internal policy on managing potential conflict of interests and insider trading.
Promotion of Access to Information Act (PAIA) Manual
pdf 297.252 KB This manual has been prepared in terms of SECTION 51 OF THE PROMOTION OF ACCESS TO INFORMATION ACT (ACT 2 OF 2000)
Complaints Resolution Policy
pdf 211.785 KB Legal and Tax Services (Pty) Ltd is an authorised financial services provider (‘FSP’) licensed in terms of the Financial Advisory and Intermediary Services Act (the FAIS Act). The FAIS legislation requires that all FSPs must maintain an internal complaints resolution system and procedure in the event that a complainant complains about a financial service rendered by them.
Legal Plans Information Document
pdf 388.266 KB Legislation requires all Financial Services Providers (insurers, intermediaries or brokers) to comply with specific standards to assist you in making informed decisions about the insurance products that you purchase. It also aims to ensure that financial services are rendered honestly, fairly, with due skill and diligence and in your interests and the integrity of the financial service industry.
Funeral Plans Information Document
pdf 564.981 KB Legislation requires all Financial Services Providers (insurers, intermediaries or brokers) to comply with specific standards to assist you in making informed decisions about the insurance products that you purchase. It also aims to ensure that financial services are rendered honestly, fairly, with due skill and diligence and in your interests and the integrity of the financial service industry.
Health Care Prestige Plan Information Document
pdf 319.187 KB Legislation requires all Financial Services Providers (insurers, intermediaries or brokers) to comply with specific standards to assist you in making informed decisions about the insurance products that you purchase. It also aims to ensure that financial services are rendered honestly, fairly, with due skill and diligence and in your interests and the integrity of the financial service industry.