Compliance
Compliance
We conduct our business honestly and ethically at all times. Our dedicated approach and positive attitude is reflected in all who work here. We are all committed to high standards of personal integrity as seen in our policy document below.
Legal Plan Terms and Conditions
pdf 333.79 KBThis document sets out the terms and conditions which govern our relationship.
Funeral Plan Terms and Conditions
pdf 259.64 KBThis document sets out the terms and conditions which govern our relationship.
HealthCare Plan Terms and Conditions
pdf 338.79 KBThis document sets out the terms and conditions which govern our relationship.
Conflict Of Interest
pdf 83.89 KBThis is the collective internal policy on managing potential conflict of interests and insider trading.
Privacy Policy
pdf 78.65 KBLegal and Tax (Pty) Ltd is committed to protecting your privacy and ensuring that your personal information is processed for lawful purposes in a fair, secure and responsible manner. This document explains how we obtain, use and disclose your personal information, as required by applicable legislation.
Promotion of Access to Information Act (PAIA) Manual
pdf 137.5 KBThis manual has been prepared in terms of SECTION 51 OF THE PROMOTION OF ACCESS TO INFORMATION ACT (ACT 2 OF 2000)
Protection of Personal Information (POPI) Act policy
pdf 73.97 KBLegal and Tax Services (Pty) Ltd is obliged to comply with the Protection of Personal Information (POPI) Act. POPI requires Legal and Tax Services (Pty) Ltd to inform their clients as to how their personal Information is used, disclosed and destroyed.
Complaints Resolution Policy
pdf 86.69 KBLegal and Tax Services (Pty) Ltd is an authorised financial services provider (‘FSP’) licensed in terms of the Financial Advisory and Intermediary Services Act (the FAIS Act). The FAIS legislation requires that all FSPs must maintain an internal complaints resolution system and procedure in the event that a complainant complains about a financial service rendered by them.
Legal Plans Information Document
pdf 399.34 KBLegislation requires all Financial Services Providers (insurers, intermediaries or brokers) to comply with specific standards to assist you in making informed decisions about the insurance products that you purchase. It also aims to ensure that financial services are rendered honestly, fairly, with due skill and diligence and in your interests and the integrity of the financial service industry.
Funeral Plans Information Document
pdf 393.32 KBLegislation requires all Financial Services Providers (insurers, intermediaries or brokers) to comply with specific standards to assist you in making informed decisions about the insurance products that you purchase. It also aims to ensure that financial services are rendered honestly, fairly, with due skill and diligence and in your interests and the integrity of the financial service industry.
Disclosure Document Statutory Notice Long Term Insurance: HealthCare Plan
pdf 213.8 KBLegislation requires all Financial Services Providers (insurers, intermediaries or brokers) to comply with specific standards to assist you in making informed decisions about the insurance products that you purchase. It also aims to ensure that financial services are rendered honestly, fairly, with due skill and diligence and in your interests and the integrity of the financial service industry.