Compliance


We conduct our business honestly and ethically at all times. Our dedicated approach and positive attitude is reflected in all who work here. We are all committed to high standards of personal integrity as seen in our policy document below.

Conflict of Interest

This is the collective internal policy on managing potential conflict of interests and insider trading.

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Privacy Policy

Legal and Tax (Pty) Ltd is committed to protecting your privacy and ensuring that your personal information is processed for lawful purposes in a fair, secure and responsible manner. This document explains how we obtain, use and disclose your personal information, as required by applicable legislation.

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The Promotion of Access to Information Act (PAIA)

This manual has been prepared in terms of SECTION 51 OF THE PROMOTION OF ACCESS TO INFORMATION ACT (ACT 2 OF 2000)

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POPI Policy

Legal and Tax Services (Pty) Ltd is obliged to comply with the Protection of Person Information Act. POPI requires Legal and Tax Services (Pty) Ltd to inform their clients as to how their personal Information is used, disclosed and destroyed.

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Complaints Policy

Legal & Tax Services (Pty) Ltd is an authorised financial services provider (‘FSP’) licensed in terms of the Financial Advisory and Intermediary Services Act (the FAIS Act). The FAIS legislation requires that all FSPs must maintain an internal complaints resolution system and procedure in the event that a complainant complains about a financial service rendered by them.

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Legal Terms & Conditions

This document sets out the terms and conditions which govern our relationship.

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Funeral Terms & Conditions

This document sets out the terms and conditions which govern our relationship.

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Legal Stat Notice

The FAIS Act requires compliance by Product Suppliers (insurers) and Financial Services Providers (intermediaries or brokers) with a General Code of Conduct that was introduced to assist you in making informed decisions about the insurance products that you purchase. It also aims to ensure that your Product Supplier and Financial Services Provider render financial services honestly, fairly, with due skill and diligence and in your interests and the integrity of the financial service industry. 

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Funeral Stat Notice

The FAIS Act requires compliance by Product Suppliers (insurers) and Financial Services Providers (intermediaries or brokers) with a General Code of Conduct that was introduced to assist you in making informed decisions about the insurance products that you purchase. It also aims to ensure that your Product Supplier and Financial Services Provider render financial services honestly, fairly, with due skill and diligence and in your interests and the integrity of the financial service industry. 

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